Shaquill Smith

Role
Enterprise Risk and Compliance Manager at Retirement Clearinghouse
Location
Charlotte, NC, US
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Shaquill Smith

Enterprise risk professional with a diverse background in governance, IT risk and…

Experience

  1. Enterprise Risk and Compliance Manager

    Retirement Clearinghouse

    Mar 2023 — Present

    Reviews, analyzes and interprets audit and compliance requirements for various departments, including NIST and FedRAMP compliance. • Designs and develops programs, policies and practices to ensure that the organization complies with federal, state, and local regulatory requirements. • Manages the monitoring of business activities for compliance with applicable rules and regulations. • Tracks relevant regulations and coordinates updates to operating manuals, policies, and procedural documents when regulations change. • Coordinates implementation and training regarding new or updated policies and procedures when required. • Assists in the design and administration of audit policy and procedures. • Prepares compliance reports for internal management and regulatory agencies as required. • Serves as point of contact and coordinates materials and responses to external auditors. • Leads assessment of and manages the evaluation of new and existing vendors and establishes techniques for review of vendor compliance. • Coordinates and compiles responses to vendor compliance questionnaires. • Coordinates with internal stakeholders to demonstrate the implementation of security compliance control implementations for technical, management, and operational requirements. • Manages onsite assessments and coordinate with external auditors • Special projects as requested.

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Shaquill Smith — Enterprise Risk and Compliance Manager at Retirement Clearinghouse in Charlotte, NC, US | Unifers