Shania Roz
Analyst | Goldman Sachs | Prime Brokerage Middle Office
- Role
- Analyst at Goldman Sachs
- Location
- Hyderabad, IN
- LinkedIn followers
- 500 followers
About Shania Roz
Experienced financial operations professional with a strong background in prime brokerage and client onboarding/AML. Proven expertise in trade settlement, exception management, and discrepancy resolution across cash and securities. Demonstrated ability to handle client queries with urgency and professionalism, while ensuring strict adherence to firm guidelines and regulatory standards. Skilled in AML reviews, client off boarding, risk analysis, and process improvement initiatives
Experience
Analyst
Jul 2023 — Present · Hyderabad, IN
Prime brokerage Middle Office-Process payments, journals and securities movements in accordance with firm guidelines-Monitoring and resolving trade management exceptions by interacting with clients,brokers & other Ops teams-Effective pre-matching & fails management tasks to ensure timely settlement of tradeswith counterparties•Rolling Review Client onboarding -Part of the Rolling Review team responsible for refreshing information on selected client accounts to ensure accuracy and comply with AML obligations-Off-boarded clients that are not adhering to regulatory obligations-Risk analysis and issue identification and escalation.
Education
Mysore Public School - India
ISC, Commerce/ Psychology
2014 — 2019
Manipal School of Commerce and Economics
Bachelor of Business Administration - BBA, Financial markets specialization
2019 — 2022
Middlesex University Dubai
Executive MBA, Finance
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