Shakeel Pasha

About Shakeel Pasha

Rich experience in assessing processing risks, identifying high-risk financial transaction types and making recommendations to minimize risk. Skilled in identifying & documenting risks and key control activities within the process to drive continuous improvement in risk controls, reporting and remediation. Responsible for financial crime investigations with regard to Money Laundering, Fraud, Bribery, Corruption, Market Abuse and Terrorism Financing by conducting in depth analysis and writing Suspicious Activity Reports (SARs) for APAC clients.

Experience

1. Investigator Fc Investigative Reporting (L3)

   HSBC

   Jan 2021 — Present · Bengaluru, IN

   Play a key role in executing activities that ensure the DRA can be deployed at pace to new markets across the group. Mitigate detected risks by closely coordinating with other functions of Compliance and the Front Office. Working collaboratively with a wide range of stakeholders to ensure the DRA continues to be optimized to identify financial crime in validated typologies, and to close any potential risk coverage gaps. Conduct onboarding and periodic KYC reviews, and proactively perform a risk assessment focused on potential reputational, sanctions, or PEP risk, leading to deficiency reports to lines of business and to KYC teams. Provide subject matter expertise on DRA\'s potential capability to identify financial crime risk throughout model development and deployment. Actively contribute to the Customer DRA sub-value stream\'s meetings and project working groups to provide key updates, and escalate issues as appropriate to ensure deliverables are achieved. Act as the point of contact for DRA deployment support activities across the customer DRA sub-value and the wider FC detection and investigations value stream. Produce high-quality assessments and summaries, in accordance with procedural standards, on the effectiveness of DRA detection design to control owners. Identify appropriate referrals for action and the effecting of such in accordance with procedural standards. Escalation of any identified gaps to the appropriate governance forum for consideration. Provide insight and SME knowledge, contributing to the improvement of customer DRA. Supports strategies and initiatives in support of FC detection objectives, and ensures the effective execution of DRA deployment support processes within customer DRA SVS.

Education

• Bangalore University

  Bachelor of Commerce - BCom, Accounting and Finance