Shailesh Kumar
Manager (Securities Operations & Risk Management) @Motilal Oswal Financial Services Ltd
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WORK HISTORY
Manager (Securities Operations & Risk Management) @Motilal Oswal Financial Services Ltd
Delhi, IN
Responsible for complete assessment of branch operations to ensure that the work is done effectively- Resolve complex client queries, coordinate escalations and ensure service efficiency & effectiveness- Handle financial/non-financial client transactions within TAT across equity, mutual funds, PMS, AIF & bonds- Ensure timely execution and accurate booking of portfolio inflows/redemptions- Oversee client onboarding, complete KYC documentation for MF, PMS, AIF & HEDGE FUND- Ensure adherence to regulatory norms (SEBI, KYC/CDD, AML) and internal policies- Responsible for tracking defects in assigned case and resolving them with proper remedy- Support internal and external audits or regulatory exams related to RISK, AML & COMPLIANCE
EDUCATION
Kids Garden Secondary School - India
Secondary
Seth Anandaram Jaipuria College, (CU)
B.com
ICFAI Business School, Pune Official
PGPM
D.A.V. Public School - India
Higher Secondary
ABOUT SHAILESH KUMAR
MBA in Marketing & Finance with over 4 years of experience into Securities Operations, Risk Management, Customer service, CDD, EDD, Compliance checking, Financial/non-financial transactions with TAT across equities, MF, PMS, AIF, HEDGE FUNDS & BONDS
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