Sergio Herran
FIU Manager - BSA/AML Manager
- Role
- Fiu Manager - Bsa Aml Manager at Prosperity Bank
- Location
- Dallas-Fort Worth, TX, US
- LinkedIn followers
- 500 followers
About Sergio Herran
I am an experienced professional with over 30 years of banking experience in the areas of regulatory compliance, BSA, AML, OFAC operations fraud detection and systems integration. My goal is to secure a position in a well-established financial institution where I can create integrated controls and processes compliant with current regulatory requirements, with the aim of establishing a compliance culture throughout the organization.
Experience
Fiu Manager - Bsa Aml Manager
Oct 2020 — Present · Dallas-Fort Worth, TX, US
Responsible for the daily production of 13 FIU Senior Analysts and 1 Senior Team Lead. • Provided training and guidance on suspicious activity typologies including but not limited to guidance provided FinCEN on the national AML/CFT Priorities such as Corruption, Cybercrime, including cybersecurity and virtual currencies, Foreign and domestic terrorist financing, Fraud, Transnational criminal organization activity, Drug trafficking organization activity, Human trafficking and human smuggling, Proliferation financing. • Transitioned from Patriot Officer’s Anti-money Laundering system into Verafin and conducted training to all staff members. • Developed and reported daily, weekly, and monthly production statistics to senior management to assess staffing levels. • Maintained the daily workflow related to SAR filings and case investigations by meeting deadlines in accordance with regulatory guidelines. • Wrote specific policy and procedures related to BSA/AML processes and reported deficiencies to BSA Management. • Conducted coaching, performance evaluations, and corrective actions to team members. • Interviewed, selected, and hired new BSA/AML staff members. • Gathered and provided reports and responses requested in preparation for the bank’s annual examination and audits. • Worked on statistical and trend analysis to effectively gather information related to SAR filing trends to discover deficiencies in the bank’s program. • Recommended changes to the bank’s anti-money laundering platform.
Education
LaGuardia Community College
Associate's degree, Computer Science
1980 — 1981
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