Sergio Bautista
Lead Examiner @Federal Reserve Bank of New York
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WORK HISTORY
Lead Examiner @Federal Reserve Bank of New York
New York, NY, US
Manages a diverse and complex workload in supervising/overseeing a portfolio of foreign banking organizations• Plans and conducts assessments of the condition of the US operations of foreign banking organizations• Participates in firm specific and horizontal examinations, and prepare supervisory assessments• Leads continuous monitoring activities and assesses risk exposures of financials• Conducts meetings with internal stakeholders and firm management to discuss examination results• Maintain working relationships with supervisory colleagues and foreign regulators.• Participated in ongoing professional development opportunities to stay current on industry changes and maintain expertise in the field.
EDUCATION
Ashford University
Master of Business Administration - MBA, Finance, General
York College of the City University of New York
Bachelor of Science (B.S.), Accounting
SKILLS
ABOUT SERGIO BAUTISTA
Passionate, proactive and analytical financial services professional seeking opportunities in the Bank/ Credit Union Regulation and compliance field. 5+ years of regulatory examination experience focusing on BSA/ AML compliance, credit analysis, and risk management processes and procedures. Capable of making recommendations to improve procedures governing AML-related activities, as well as collaborating with stakeholders to ensure BSA programs function effectively. Possesses comprehensive knowledge of Quickbooks and Microsoft Office. Fluent in both English and Spanish.
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