Serena Joseph
Advisor - Head of Governance and Regulatory Affairs @Cummings Pepperdine
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WORK HISTORY
Advisor - Head of Governance and Regulatory Affairs @Cummings Pepperdine
GB
A leading boutique providing a full-service advisory firm in the three key areas of law, tax and FCA. Appointed to provide capability in advising on FCA regulatory issues and GRC.
EDUCATION
Chartered Institute of Bankers
Associate of the Chartered Institute of Bankers (ACIB) 1989, Banking - 8 compulsory papers
Somerville College, University of Oxford
Master's degree, Modern History
ABOUT SERENA JOSEPH
Experienced Acting Chair, SID, Committee Chair and Board Advisor with 35+ years\' FS experience, shaping strategy and navigating the regulatory environment; combining specialisms in People, Culture, Governance and Risk.Strong track record of “joining the dots” to ensure best-in-class alignment of strategy with governance, risk management, culture and people. Astute in enabling revenue growth through addressing people risk and organisational design, structural development, control and culture transitions. Gets the behavioural lines of boards from an INED perspective and brings value from breadth of experience coupled with deep specialism.I offer board-level expertise in designing robust governance models, operational controls and cultural enhancement strategies.My key skills include: Regulatory challenges Cultural transformation SM & CR guidelines Chair of: Risk, Conduct Risk, Governance, Remuneration and Nominations Committees; INED Consumer Duty Champion (x3) Member of Audit and Credit Risk Committees. Regulatory approval for start-up financial services institutions Advising firms on navigating Section 166 governance, control and oversight reviews Extensive network Coaching and mentoring leadership teams on regulation and governanceI am actively seeking to add further NED and Board Advisor positions to my existing portfolio, and I am always keen to expand my professional network and explore opportunities for collaboration.Please feel free to connect with me via LinkedIn or e-mail me at s•••••@serenajosephconsulting.co.uk
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