Selina M. Oneil
Compliance Officer @Reaves Asset Management
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WORK HISTORY
Compliance Officer @Reaves Asset Management
Assist the CCO with implementing, administering, and testing the Firm\'s compliance program; specifically, assist with reviewing and updating policies and procedures, complete and submit regulatory filings (13F, 13H, insider filings), administer of the Firm\'s Code of Ethics (Personal Trading, Gifts, Political Contributions, OBAs, and other conflicts of interest), manage the Firm’s Continuing Education program and administer the Annual Compliance Training Program, review marketing materials and edit disclosures as needed, assist with updating Form ADV and Form CRS and other various reporting requirements, assist with insider trading reviews (various electronic communications reviews and chaperone research calls), coordinate the annual GIPS examination, and other day-to-day Registered Investment Adviser (RIA) compliance duties
ABOUT SELINA M. ONEIL
Total Years of Experience in the Financial Services industry: 7
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