Sean Shore
Subject Matter Expert @Fitch Learning
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WORK HISTORY
Subject Matter Expert @Fitch Learning
Winnipeg, MB, CA
As a private contractor I support the Content Development Team at Fitch Learning through the creation and editing of compliance courses and solutions which support Fitch Learning\'s Canadian Investment Regulatory Organization compliance product suite.
EDUCATION
University of Manitoba
Bachelor of Laws (LL.B.), Faculty of Law
University of Manitoba
Faculty of Science
The London School of Economics and Political Science (LSE)
Master of Laws (LL.M.), Faculty of Law
SKILLS
ABOUT SEAN SHORE
As a former Chief Compliance Officer I understand the challenges that participants in the securities industry face. Balancing the demands of investment advisors, branch managers, business leaders, the compliance and legal departments and numerous regulators within the dynamic compliance and regulatory landscape can be an exhausting task, particularly when your registration, license and reputation are subject to scrutiny.For the past decade I have excelled in the financial services industry as a chief compliance officer and regulatory professional, a lawyer and most importantly, a trusted business partner. Being accountable to multiple regulators and stakeholders simultaneously, my objective continues to be to partner with those around me and help them succeed by marrying my skills in risk mitigation and governance with legal advice, operational scalability and common sense.Most importantly, my desire is to promote a fundamental understanding that the existing regulatory landscape must be included in any decision making process in order to produce rational, risk-weighted results that demonstrate compliance.
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