Sean Shore

Subject Matter Expert @Fitch Learning

Winnipeg, MB, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Dec 2025 — Present

Subject Matter Expert @Fitch Learning

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Winnipeg, MB, CA

As a private contractor I support the Content Development Team at Fitch Learning through the creation and editing of compliance courses and solutions which support Fitch Learning\'s Canadian Investment Regulatory Organization compliance product suite.

EDUCATION

1990 — 1993

University of Manitoba

Bachelor of Laws (LL.B.), Faculty of Law

1988 — 1990

University of Manitoba

Faculty of Science

1993 — 1994

The London School of Economics and Political Science (LSE)

Master of Laws (LL.M.), Faculty of Law

SKILLS

ManagementCorporate LawDerivativesWealth ManagementRisk ManagementComplianceAmlRegulatory ComplianceSecurities LawInternal ControlsSecurities RegulationSecuritiesCapital MarketsInternal InvestigationsLeadershipAnalysisCorporate GovernanceFinancial ServicesFinancial RiskAnti Money LaunderingPolicy

ABOUT SEAN SHORE

As a former Chief Compliance Officer I understand the challenges that participants in the securities industry face. Balancing the demands of investment advisors, branch managers, business leaders, the compliance and legal departments and numerous regulators within the dynamic compliance and regulatory landscape can be an exhausting task, particularly when your registration, license and reputation are subject to scrutiny.For the past decade I have excelled in the financial services industry as a chief compliance officer and regulatory professional, a lawyer and most importantly, a trusted business partner. Being accountable to multiple regulators and stakeholders simultaneously, my objective continues to be to partner with those around me and help them succeed by marrying my skills in risk mitigation and governance with legal advice, operational scalability and common sense.Most importantly, my desire is to promote a fundamental understanding that the existing regulatory landscape must be included in any decision making process in order to produce rational, risk-weighted results that demonstrate compliance.

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Sean Shore — Subject Matter Expert at Fitch Learning in Winnipeg, MB, CA | Unifers