Seanor Bain

About Seanor Bain

Experienced Mutual Funds Operations Associate with a demonstrated history in the financial services industry. Skilled in Fixed Annuities, Mutual Funds, Insurance License Contracting and Customer Service.

Experience

1. Trading Operations Mutual Funds Associate

   Morgan Stanley

   Feb 2011 — Present · New York, NY, US

   Execute and monitor trade orders via internal and third party systems and investigate discrepancies. •Secure pricing on high dollar value trades for foreign and domestic Funds to mitigate risk to the firm.•Review and reconcile daily trade uploads for both offshore and domestic funds.•Serves as liaison between transfer agents and fund companies to research and resolve trade inconsistencies.•Responsible for processing ‘trade exceptions’ which consist of executing trades for various branches when an issue arises that may delay the execution; also, enter trades for managed accounts. •Process journals, outgoing wire transfers for subscription orders, and post cash receipts in client accounts.•Perform market timing blocks in client accounts based on reports generated by the fund company. •Operational support for compliance with internal and regulatory policies.•Research and resolve loss invoice payments resulted from trade adjustments; such as trade reversals in clients and omnibus accounts.•Provide backup phone support to the 529 plans customer service call center for approximately 2 to 3 hours a day. •Perform monthly review of client statements to ensure accuracy.

Education

• Zicklin School of Business

  Master of Business Administration - MBA

• Borough of Manhattan Community College

  Associate of Arts (A.A.), Business Administration and Management, General

• Baruch College

  Bachelor of Business Administration - BBA, Human Resources Management/Personnel Administration, General

  2017 — 2018