Sean O. Gunter

Vice President - Corporate Compliance at BlackRock

Role: Vice President - Corporate Compliance at BlackRock
Location: Philadelphia, PA, US
LinkedIn followers: 500 followers

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About Sean O. Gunter

Over the past 15+ years, I’ve built a career in risk and compliance across top financial…

Experience

Vice President - Corporate Compliance
BlackRock
May 2023 — Present · Wilmington, DE, US
Execute routine Core Compliance review, monitoring and escalation processes, including for employeeactivities such as personal trading, outside activities, gifts and entertainment, and U.S. political contributions and activities. Support and implement employee activity/related compliance policies to assure compliance with keyunderlying regulatory and policy requirements Seek opportunities within Core Compliance frameworks to bolster controls and assure transparency and enhanced issue identification through relevant metrics / reporting measures. Maintain up to date knowledge of changes in key regulatory requirements impacting the above-mentioned processes. This also includes analysis of risks identified as part of the BAU processes. Collaborate and work closely with regional Core Compliance teams to ensure consistency in approach and connectivity. Support and/or lead (as applicable) ongoing evolution of Core Compliance program, including but notlimited to, process and control re-underwriting, technology enhancements. Participation in related projects, including broader Enterprise Compliance transformational efforts andactivities providing SME content to the business and L&C stakeholders.

Skills

Management
Powerpoint
Html
Html5
Css
Javascript
Visual Basic
Microsoft Office
Microsoft Excel
Microsoft Word
Data Analysis
Windows
Outlook
Leadership
Time Management
Customer Service
Community Outreach
Social Media
Research
Public Speaking
Recruiting
Office Management
Office Administration
Administrative Assistants
Staff Management
Staff Development
Mentoring of Staff
Online Research
Strategic Planning
Marketing
Problem Solving
Team Leadership
Teamwork
Team Building
Event Planning
Business Analysis
Analysis
Risk Management
Leadership Development
Banking

Contact information

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Work email
•••••@blackrock.com
Personal email
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Current company

BlackRock

Financial Services · 35K employees · Founded 1988 · New York, New York, United States

BlackRock is a global asset manager and technology provider dedicated to helping more and more people experience financial well-being. We help millions of people invest to build savings that serve them throughout their lives. We always start with our clients’ needs and look to offer them more quality choices for how and where to invest their money. Our global investments platform offers our clients access to the world’s markets while making investing easier and more affordable. And with offices in more than 40 countries, our global expertise helps them navigate changing markets to stay ahead of the curve. Follow us for global insights shaping the economy, conversations about financial well-being and more information on culture and careers at BlackRock. https://bit.ly/3n6Fxdy

blackrock.com

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