Sean Voisin
Regulatory Compliance Specialist Manager- Legal Regulation @Nasdaq
South Orange Village, NJ, US
EMAILS
s••••••••@nasdaq.com
MOBILE NUMBERS
+19•••••••23
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WORK HISTORY
Aug 2020 — Present
Regulatory Compliance Specialist Manager- Legal Regulation @Nasdaq
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New York, NY, US
Trades, Equities, Derivatives, Commodities, Fixed Income, Surveillance, hedge funds, Private Markets,SEC, FINRA, broker dealer, BR Inspections, Regulatory Examinations and reporting, AML, sanctions, ATS, SRO, CAT.
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