Sean Dusseau

Managing Director - Global Banking and Markets Compliance @Scotiabank

New York, NY, US

EMAILS

s••••••••@scotiabank.com

MOBILE NUMBERS

+19•••••••27

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WORK HISTORY

Mar 2021 — Present

Managing Director - Global Banking and Markets Compliance @Scotiabank

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Global Head of Swap Dealer and Derivatives Compliance. Serve as Chief Compliance Officer for Scotiabank’s registered Swap Dealer, Security Based Swap Dealer, and Futures Commission Merchant. Additionally, responsible and accountable for the Bank’s global trade surveillance program.

EDUCATION

N/A

West Virginia University

Bachelor of Arts (B.A.), Criminology

N/A

New York Law School

Doctor of Law (J.D.), Finance, General

SKILLS

Asset ManagementSecurities RegulationSwapsOtcRegulatory ComplianceDodd-FrankFinanceDerivativesLegalCorporate GovernanceRisk ManagementInvestigationTransactional LawComplianceFixed Income

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