Scott Serfass

About Scott Serfass

Guidance for the life you\'ve built — and the years ahead.Moving from accumulation to retirement is one of the most consequential financial shifts you\'ll make. Timing, sequencing, and structure matter — and getting it right takes more than a calculator.I\'ve spent more than 20 years helping individuals and families navigate the decisions that carry the most weight — retirement, wealth stewardship, and the legacy they want to leave. As a CFP® and Chartered Retirement Planning Counselor®, I work with people approaching retirement, living in retirement, and thinking intentionally about what comes next.The questions I hear most often— Am I actually ready for retirement— How do I turn what I\'ve built into lasting income— How do I protect my spouse and family— How do I approach legacy decisions with greater confidence?My approach is personal and long-term. One advisor who sees the full picture — income, investments, family, and legacy — connected rather than handled in separate pieces. Less noise. More clarity. A process that feels manageable.If you\'re looking for a more personal, thoughtful approach to retirement and family legacy planning, reach out. No pressure, no obligation — just clarity-Securities offered through LPL Financial, Member FINRA/SIPC. WakePointe Wealth Advisors and Wakepointe Wealth are other business names of Independent Advisor Alliance, LLC. All investment advice is offered through Independent Advisor Alliance, LLC, a registered investment adviser. Independent Advisor Alliance, LLC is a separate entity from LPL Financial. The financial professionals associated with this site may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. CRPC conferred by College for Financial Planning. Series 7 held through LPL Financial. Series 66 held through IAA and LPL.

Experience

1. Private Wealth Advisor

   Wakepointe Wealth Advisors

   Mar 2021 — Present · Charlotte, NC, US

   I work with individuals and families across the Carolinas and beyond who want wise guidance, a trusted relationship, and a more personal way to navigate retirement and legacy decisions — pre-retirees and retirees who want thoughtful planning and a steady relationship that connects the pieces over time.Securities offered through LPL Financial, Member FINRA/SIPC. For links to FINRA/SIPC, refer to the Contact Information section above. WakePointe Wealth Advisors and Wakepointe Wealth are other business names of Independent Advisor Alliance, LLC. All investment advice is offered through Independent Advisor Alliance, LLC, a registered investment adviser. Independent Advisor Alliance, LLC is a separate entity from LPL Financial.The financial professionals associated with this site may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.All investment advice is offered through Independent Advisor Alliance, LLC, a registered investment adviser.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.CRPC conferred by College for Financial Planning.Series 7 held through LPL Financial. Series 66 held through IAA and LPL.

Education

• Miami University

  Bachelor of Science, Finance, Finance and Management Information Systems

  2000 — 2004

• The American College of Financial Services

  Chartered Life Underwriter (CLU®)

  2013 — 2013

• The American College of Financial Services

  Chartered Financial Consultant (ChFC®), Financial Planning and Services

  2013 — 2013

• College for Financial Planning

  Certified Financial Planner, Financial Planning and Services

  2008 — 2008

• College for Financial Planning

  Certified Retirement Planning Consultant (CRPC®), Retirement Planning

  2006 — 2006