Scott Ollendorff
Compliance professional for wealth management broker/dealer & attorney with extensive securities and regulatory experience. Frequent interaction with securities industry regulators.
- Role
- VP Regulatory Strategy Lead at JPMorganChase
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Scott Ollendorff
I\'m an accomplished compliance professional with over 15 years\' experience in broker-dealer wealth management regulatory compliance for multinational businesses possessing solid analytical, presentation, and communication skills. Extensive and diversified wealth management securities and regulatory experience providing analysis, advice and guidance to sales managementTrusted problem solver for senior executives and business partners. Frequent interaction with financial services industry regulators. Areas of focus include FINRA and SEC rules, the Securities Exchange Act of 1934, and ESG regulatory guidance. Attorney admitted to practice law in New York and California.Always open to exploring new endeavors.
Experience
VP Regulatory Strategy Lead
Apr 2023 — Present · New York, NY, US
Education
University of Colorado Boulder
Bachelor of Science - BS, Business Administration and Management, General
Brooklyn Law School
Doctor of Law - JD
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