Scott Levine
Manager, Advisory, Financial Services, KPMG US
- Role
- Manager Advisory Services at KPMG US
- Location
- Littleton, CO, US
- LinkedIn followers
- 500 followers
About Scott Levine
An accomplished, hard-working and dependable Securities Operations professional with 14+ years of experience in risk management and process improvement. Strong track record of both realizing efficiencies and increasing controls by re-engineering business processes and developing technology solutions. In-depth knowledge of financial instruments including Fixed Income and Equity products; and regulatory framework set forth by SEC Rules 204, 15C3-3, and 15c3-1. Familiarity with additional market-specific regulations, trading and settlement practices across the Americas, Europe and Asia.Specialties: Risk Management, Process Improvement, Root Cause Analysis, Business Analysis, Project Management, Business Continuity Planning, Controls Implementation, Systems Development, Brokerage Accounting,
Experience
Manager Advisory Services
Jul 2015 — Present
Education
Fordham Gabelli School of Business
MBA, Accounting, Finance
2006 — 2009
Bryant University
BSBA, Finance, CIS
1993 — 1997
Skills
- Risk
- Securities
- Process Engineering
- Operational Risk
- Business Analysis
- Root Cause Analysis
- New System Development
- Internal Controls
- Business Process Improvement
- Settlements
- Prime Brokerage
- Settlement
- Hedge Funds
- Trading Systems
- Financial Services
- Capital Markets
- Series 7
- Derivatives
- Middle Office
- Financial Risk
- Asset Management
- Risk Management
- Process Improvement
- Equities
- Fixed Income
- Mba
- Operational Risk Management
- Risk Assessment
- Options
- Creative Problem Solving
- Trading
- Investment Banking
- Business Continuity
- Corporate Actions
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