Scott Grummon
- Role
- General Counsel and Chief Compliance Officer at Vatic Labs
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Scott Grummon
Hands-on, energetic attorney with domestic and foreign general corporate and regulatory…
Experience
General Counsel and Chief Compliance Officer
Apr 2021 — Present · New York, NY, US
Responsible for all legal, compliance, and regulatory aspects of an SEC and NFA registered asset management firm, including the launch of a stat arb private fund and the legal and compliance oversight of an established high-frequency private fund, and day-to-day general corporate legal matters. Fund Formation and Launch- Drafted and reviewed fund formation documents, prime brokerage agreements and ISDA documentation, marketing materials and investor due diligence requests, and side…
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