Scott Williams
Director, Enterprise Aml Advisory @CIBC
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WORK HISTORY
Director, Enterprise Aml Advisory @CIBC
81 Bay Street - CIBC Square, ON, CA
AML/ATF program development, management and oversight specific to Commercial Banking and Small Business lines of business. Oversight includes a focus on high risk customers, controls and EDD practices, regulatory amendments, risk assessment and enterprise remediation activities. I have \"hands dirty\" experience with niche higher risk industry segments such as cannabis, MSBs, and virtual asset provider related. This includes building higher risk customer frameworks and EDD practices, FIU training and best practices building as well as review of all non-personal high risk customers being recommended for onboarding.
EDUCATION
Canadian Securities Institute
Canadian Securities Course, Financial Services (Investing)
ACAMS
CAMS Certification, Association of Certified Anti-Money Laundering Specialists
University of Toronto
Honours BA, Political Science
SKILLS
ABOUT SCOTT WILLIAMS
A strategic thinker and leader focused on building and improving AML programs. I am passionate about process and building AML requirements that are both compliant and risk-based while still being customer and employee focused. I am a problem solver and I coach and mentor direct reports and colleagues to be problem solvers; solving problems is a universal skillset that applies to all vocations as well as everyday life.I have 30+ years of progressive Canadian banking experience in areas such as Retail Banking, Phone Channel, Credit Cards, Corporate Compliance and Anti-Money Laundering, I have corporate office and distribution channel experience which includes change management, project management, business process optimization, control function testing, and learned advice and counsel.My focus over the last 15 years is specific to AML/ATF/Sanctions with particular attention in the areas of high risk customers/EDD, commercial banking and auto finance. I have niche expertise with respect to AML considerations for cannabis, money service businesses, virtual asset providers and other highest risk industry segments. I have extensive regulatory experience (AML/BSA, FCAC, Privacy) specializing in compliance oversight, building and implementing compliance programs/testing activities, regulatory and operational risk, process and change management, training solutions, support material authoring, relationship management, due diligence/corporate development projects, risk assessments, gap analysis, executive reporting, sanctions, ABAC, transaction monitoring, enterprise risk rating, testing and quality assurance.
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