Scott Terada
Director Enterprise Risk Management | Operational Risk | Risk Transformation | RCSA | Investment and Financial Management | Wealth Management | Issue & Incident Management | Analytics | Leadership | Team Building
- Role
- Director, Senior Risk Officer at TIAA
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Scott Terada
Financial services professional with extensive experience in enterprise risk management…
Experience
Director, Senior Risk Officer
Oct 2017 — Present · Charlotte, NC, US
Initiated risk transformation of TIAA Bank. Spearheaded executive implementation of Strategic RCSA framework across TIAA Bank and Digital Advice and Client Experience’s strategic portfolios. Served as a Member of the Investment Committee, Asset Allocation and Portfolio Construction Committee, and Conflicts of Interest Committee.• Coordinated workstream training and implementation of Process RCSAs across Consumer and Commercial Bank. • Managed and trained six Risk Officers to successfully implement a new Operational RCSA program, leading to the completion of 19 Process RCSAs, identifying 180+ risks and 200+ controls across deposits, mortgage lending, underwriting, commercial real estate, mortgage warehouse finance, and equipment finance.• Led preparation for a successful OCC regulatory exam by thoroughly reviewing and providing 2nd Line assessment, challenge, and testing of existing Operational RCSA inventory for TIAA Trust Company and Wealth Management.• Collaborated to manage three OCC findings through the issue management lifecycle to testing, validation, and closure and implemented on-going control testing recommendations.• Developed and successfully delivered training and implementation for the Strategic RCSAs program to TIAA Bank’s risk leadership team, identifying 10 strategic risks.• Drove greater adoption of Incident Loss and Issue Management programs across 25 1st Line managers and improved consistency of data across businesses.• Provided oversight of the control design, testing, and monitoring framework implemented by the 1st Line.• Evaluated annual Business Development incentive plans to align with risk appetite and conflict of interest policies.
Education
Boston University
Bachelor of Arts - BA
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