Scott Deluca
Regional Compliance Officer at UBS Wealth Management
- Role
- Division and Communication Compliance Officer at UBS
- Location
- Hoboken, NJ, US
- LinkedIn followers
- 500 followers
Experience
Division and Communication Compliance Officer
May 2007 — Present
Education
Seton Hall University School of Law
JD, Law
1995 — 1999
Duke University
BA, Political Science, History
1987 — 1991
Skills
- Mutual Funds
- Aml
- Equities
- Capital Markets
- Series 24
- Investment Advisory
- Corporate Governance
- Hedge Funds
- Securities
- Investments
- Wealth Management
- Finra
- Series 7
- Alternative Investments
- Asset Management
- Fixed Income
- Series 63
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