Scott David Shapiro
Regulatory Affairs Manager @ThetaRay
New York, NY, US
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Jan 2024 — Present
Regulatory Affairs Manager @ThetaRay
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New York, NY, US
EDUCATION
N/A
Rutgers School of Engineering
BS, Industrial Engineering
SKILLS
EtfsStructured ProductsAsset ManagementFinraFund of FundsOptionsFinancial ServicesAsset AllocationBankingMutual FundsRisk ManagementCapital MarketsSeries 7BondsFixed IncomeClient ServicesSecuritiesTradingAmlSeries 63EquitiesAnti Money LaunderingDue DiligenceHedge FundsFxFx OptionsBusiness Process ImprovementAlternative InvestmentsPortfolio ManagementWealth ManagementManaged AccountsInvestment AdvisorySeries 66Series 24
ABOUT SCOTT DAVID SHAPIRO
Financial crime compliance and product development leader with a strong track record of driving enterprise-scale initiatives under aggressive timelines. Experienced across global banks, fintech start-ups, and hi-tech firms with proven ability to lead international teams and deliver compelling transformations. Subject matter expertise in correspondent banking, retail banking, corporate finance, capital markets, trade-based finance, and payment processors.
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