Scott David Shapiro
Manager, Regulatory Affairs / Financial Crimes Expert
- Role
- Regulatory Affairs Manager at ThetaRay
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Scott David Shapiro
Financial crime compliance and product development leader with a strong track record of driving enterprise-scale initiatives under aggressive timelines. Experienced across global banks, fintech start-ups, and hi-tech firms with proven ability to lead international teams and deliver compelling transformations. Subject matter expertise in correspondent banking, retail banking, corporate finance, capital markets, trade-based finance, and payment processors.
Experience
Regulatory Affairs Manager
Jan 2024 — Present · New York, NY, US
Education
Rutgers School of Engineering
BS, Industrial Engineering
Skills
- Etfs
- Structured Products
- Asset Management
- Finra
- Fund of Funds
- Options
- Financial Services
- Asset Allocation
- Banking
- Mutual Funds
- Risk Management
- Capital Markets
- Series 7
- Bonds
- Fixed Income
- Client Services
- Securities
- Trading
- Aml
- Series 63
- Equities
- Anti Money Laundering
- Due Diligence
- Hedge Funds
- Fx
- Fx Options
- Business Process Improvement
- Alternative Investments
- Portfolio Management
- Wealth Management
- Managed Accounts
- Investment Advisory
- Series 66
- Series 24
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