Saurabh Dubey

Director - Corporate Audit Division - Capital Markets @BMO

Mississauga, ON, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Aug 2014 — Present

Director - Corporate Audit Division - Capital Markets @BMO

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Toronto, CA

Actively involved in the planning, budgeting and reporting of critical risk based audits in the Capital Markets line of business to ensure appropriate coverage of risks, engagement scope, project flow and timelines, staffing and reporting to the Audit & Conduct Review Committee. Responsible for performing audit risk assessments, establishing and maintaining ongoing relationships with key business leaders within the enterprise and audit staff training and development.

EDUCATION

2000 — 2003

CFA Institute, USA

Chartered Financial Analyst, Investment Analysis and Management

1982 — 1985

Shri Ram College of Commerce (SRCC)

Bachelor of Commerce (Hons)

1997 — 1999

Ivey Business School at Western University

MBA (Finance), Finance

1989 — 1991

University of Mumbai

Master of Management Studies

1985 — 1988

The Institute of Chartered Accountants of India

Chartered Accountant, Accountancy, Auditing, Financial Management, Economics

2008 — 2009

American Institute of Certified Public Accountants

CPA, Accounting, Auditing, Economics

SKILLS

Financial ReportingSarbanes-Oxley ActUs GaapAccountingFinancial AnalysisFinancial PlanningBudgetingFinancial Planning & AnalysisCash Flow ForecastingCapital BudgetingBudgetsRevenue RecognitionInternal AuditCash FlowVariance AnalysisStrategic Financial PlanningWorking Capital ManagementTreasury OperationsInternal ControlsForecastingComplianceFinancial RiskProcess ImprovementCash ManagementFinancial ModelingGaapTreasury ManagementAnalysisCash ForecastingAccount ReconciliationEnterprise Risk ManagementCorporate FinanceSoxAuditing

ABOUT SAURABH DUBEY

Results oriented finance professional with experience in international finance, banking, auditing, capital markets, budgeting and forecasting, accounting, treasury, working capital and cash management, and SOX implementation. Proven ability to implement practical solutions to strengthen control environments, manage costs and improve processes and operating efficiencies.Proficient in building and maintaining business relationships at all levels to influence and achieve results. Extensive international work experience working across geographies (Canada, USA, Saudi Arabia, Europe, Hong Kong and China) and in cross functional teams.Specialties: Capital Markets, Banking, Risk Assessment, Market Risk, Model Risk, Operational Risk,Financial Planning & Analysis, Budgeting and Forecasting, Accounting, Treasury, Cash and Working Capital Forecasting and Management, Financial Modeling, Auditing and Compliance, SOX Implementation / Compliance and Lean Six Sigma.

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Saurabh Dubey — Director - Corporate Audit Division - Capital Markets at BMO in Mississauga, ON, CA | Unifers