Saurabh Dubey
Director - Corporate Audit Division - Capital Markets @BMO
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WORK HISTORY
Director - Corporate Audit Division - Capital Markets @BMO
Toronto, CA
Actively involved in the planning, budgeting and reporting of critical risk based audits in the Capital Markets line of business to ensure appropriate coverage of risks, engagement scope, project flow and timelines, staffing and reporting to the Audit & Conduct Review Committee. Responsible for performing audit risk assessments, establishing and maintaining ongoing relationships with key business leaders within the enterprise and audit staff training and development.
EDUCATION
CFA Institute, USA
Chartered Financial Analyst, Investment Analysis and Management
Shri Ram College of Commerce (SRCC)
Bachelor of Commerce (Hons)
Ivey Business School at Western University
MBA (Finance), Finance
University of Mumbai
Master of Management Studies
The Institute of Chartered Accountants of India
Chartered Accountant, Accountancy, Auditing, Financial Management, Economics
American Institute of Certified Public Accountants
CPA, Accounting, Auditing, Economics
SKILLS
ABOUT SAURABH DUBEY
Results oriented finance professional with experience in international finance, banking, auditing, capital markets, budgeting and forecasting, accounting, treasury, working capital and cash management, and SOX implementation. Proven ability to implement practical solutions to strengthen control environments, manage costs and improve processes and operating efficiencies.Proficient in building and maintaining business relationships at all levels to influence and achieve results. Extensive international work experience working across geographies (Canada, USA, Saudi Arabia, Europe, Hong Kong and China) and in cross functional teams.Specialties: Capital Markets, Banking, Risk Assessment, Market Risk, Model Risk, Operational Risk,Financial Planning & Analysis, Budgeting and Forecasting, Accounting, Treasury, Cash and Working Capital Forecasting and Management, Financial Modeling, Auditing and Compliance, SOX Implementation / Compliance and Lean Six Sigma.
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