Saurabh Srivastava

About Saurabh Srivastava

I am Saurabh, an accomplished Business Associate with a rich skill set in project…

Experience

1. Business Associate

   KPMG

   Aug 2024 — Present

   As a business associate, I managed tasks related to risk assessment, including client and engagement evaluations for new and continuance clients. I utilized workflow tools and internal KPMG tools to deliver work, leveraging strong knowledge of regulations and risk guidelines to articulate risk assessments.*Key Responsibilities:*- Managed risk assessment tasks, including client and engagement evaluations- Utilized workflow tools and internal KPMG tools to deliver work- Applied knowledge of regulations and risk guidelines to articulate risk assessments- Conducted effective background checks (KYC) using databases and desktop research- Gathered and captured adverse press, PEPS, sanctions alerts, and other relevant information- Conduct complete screening on FUNDS, SPV’s, listed and regulated Entities (including their ownership)Led end-to-end risk reviews of SVPs, trusts, and funds, ensuring compliance with FATF, OFAC, FinCEN, and BSA guidelines, reducing policy breaches by 18%. Reviewed complex assignments for a 5-member team, achieving 100% adherence to internal controls and regulatory standards. Developed AI-based models for transaction monitoring and report automation, boosting detection accuracy by 20% and process efficiency by 35%. Spearheaded process improvement projects using RPA, reducing SLA turnaround by 30% and raising client satisfaction by 14%. Identified and escalated potential fraud and AML risk through forensic transaction analysis. Generated regulatory risk reports and supported strategic decisions, enhancing audit readiness and data-driven compliance.

Education

• Guru Gobind Singh Indraprastha University

  BBA LLB

  2015 — 2020

• Amity Business School Noida

  Master of Business Administration - MBA

  2020 — 2022