Saugandha Basu Dutta
Director, Americas Wealth Management Compliance & Anti Money Laundering Office Governance @UBS
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WORK HISTORY
Director, Americas Wealth Management Compliance & Anti Money Laundering Office Governance @UBS
NY, US
EDUCATION
New York University School of Law
US Law and Methodologies.
Financial Integrity Network FIN
Certified International Sanctions Compliance Officer, Global Economic Sansctions Law and Regulation
IITTM GWALIOR
MBA, Maketing
Gokhale College, University of Calcutta
BA, International Relations
ABOUT SAUGANDHA BASU DUTTA
Strategic and results-driven compliance and risk management executive with 15+ years of global leadership at UBS, Deutsche Bank, MUFG, HSBC, and Standard Chartered. Recognized for delivering regulatory responses, enterprise-wide remediation, and enhancing operational resilience in dynamic regulatory environments. Expertise spans AML, Sanctions (OFAC), KYC/EDD/CDD, FCC testing, and issue remediation. Skilled in managing regulatory exams, building control frameworks, applying generative AI in risk governance and documentation, and leading cross-functional teams. Also serving as General Secretary of Kallol Toastmasters Club and mentor in UBS’s Growth Alignment Experience Program, fostering communication excellence and inclusive leadership.CORE COMPETENCIESAML & Sanctions Compliance | BSA/OFAC & Anti-Boycott RegulationsRegulatory Audits & Examiner Engagement | FCC Assurance & Risk TestingKYC / EDD / SAR Review & InvestigationsSanctions Filter Oversight (Fircosoft, Bridger Insight)Operational Risk Management | RCSA | Risk Framework Implementation | Risk AssessmentExecutive Dashboarding & MIS Reporting | Data AnalyticsControl Validation & Issue Remediation | Regulatory ClosureStrategic Leadership | Team Development | DE & I Program LeadershipGenerative AI in Risk Governance & Documentation: Skilled in applying generative AI for risk assessment, analytics, anomaly detection, reporting, and decision-makingMultilingual: English, French, Hindi, Bengali
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