Sarvagya Dokania
Manager,global Major Investigations @HSBC
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WORK HISTORY
Manager,global Major Investigations @HSBC
Bengaluru, IN
Investigation & Enforcement • Investigate potential breaches of sanctions laws (e.g. UK Sanctions and Anti-Money Laundering Act 2018). • Gather and analyze evidence related to sanctioned individuals, companies, or financial transactions. • Identify methods of sanctions evasion, including use of shell companies, third-country brokers, or false documentation.2. Case Building • Develop comprehensive case files for prosecution or administrative action. • Work with financial intelligence units, law enforcement, and regulatory bodies (e.g, OFSI in the UK). • Prepare reports and recommendations for further action (e.g, asset freezes, fines, or referrals for criminal charges).3. Risk Assessment • Conduct due diligence on individuals, companies, or transactions flagged as high risk. • Assess whether sanctions laws apply and evaluate the likelihood of non-compliance.4. Liaison & Coordination • Collaborate with domestic and international partners (e.g, U.S. OFAC, EU bodies, UN panels). • Support cross-border investigations, often involving cybercrime, terrorism financing, or state-backed activities.5. Monitoring & Compliance Support • Work with banks, law firms, and corporations to monitor transactions and advise on sanctions compliance. • Support post-breach compliance reviews and recommend remediation actions.
EDUCATION
Visvesvaraya Technological University
Bachelor of Technology (B.Tech.), Computer Science
ABOUT SARVAGYA DOKANIA
Investigate potential breaches of sanctions laws (e.g. UK Sanctions and Anti-Money Laundering Act 2018). Gather and analyze evidence related to sanctioned individuals, companies, or financial transactions. Identify methods of sanctions evasion, including use of shell companies, third-country brokers, or false documentation.Develop comprehensive case files for prosecution or administrative action. Prepare reports and recommendations for further action (e.g, asset freezes, fines, or referrals for criminal charges). Collaborate with domestic and international partners (e.g, U.S. OFAC, EU bodies, UN panels). Support cross-border investigations, often involving cybercrime, terrorism financing, or state-backed activities.Detect, investigate, and disrupt financial networks used to fund terrorism.Identify financial links between individuals, organizations, and terrorist operations.Provide actionable intelligence to law enforcement, intelligence services, and financial regulators.Support sanctions enforcement and asset freezes.I hold a B.Tech degree in Computer Science from Visvesvaraya Technological University, where I developed strong analytical and problem-solving skills. I also have a passion for public speaking and learning new things. My goal is to leverage my skills and expertise to ensure the highest standards of integrity and security in the financial services industry.
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