Sarthak Jha

About Sarthak Jha

I am working as Risk and Compliance Analyst at IBM. I have completed my graduation in BBA(FINANCE) from Brihan Maharashtra College Of Commerce.\"Being flexible and adaptive to new opportunities\" are few of my core skills which I look forward to have all the time

Experience

1. Risk and Compliance Analyst

   IBM

   Oct 2021 — Present · Pune, IN

   Handling UK clients and assist them during the SRR{Standard Risk Refresh} journey.\\\\nAnalysis of client’s profiles to dictate required level of due diligence either CDD or EDD and risk remediation\\\\nPerforming E2E{End to End}case analysis for all the entities we handle such as ST{Sole Trader}, LTD{Limited Company}, UP{Unincorporated Partnerships}, etc\\\\nTo initiate a contact with customer in case of missing data or to get clarification on some unusual data such as overseas activity with high risk countries.\\\\nTo Check Historical account transactions as a transaction risk investigator and also having to analyse some event- driven reviews if there is something new since on-boarding.\\\\nIf there are PEPS or high -risk or sanctioned countries involved then I need to assess the required level of risk involved preparing a SOF report using Tableau as we need to comply with the FCA and SEC’s regulations.\\\\nTo provide floor support as an SME and helping peers in their day to day Project tasks\\\\nRepresenting my department in Inter-departmental process improvement meetings with clients\\\\n \\\\n\\\\n \\\\n \\\\n\\\\n \\\\n

Education

• Brihan Maharashtra College Of Commerce

  Bachelor of Business Administration - BBA, Finance

  2018 — 2021