Saranya Thangadurai

Legal Associate @Wells Fargo

Updating Customer Records Regularly: Maintained up-to-date and accurate customer information in adherence to AML/KYC Compliance standards. Reviewed and amended customer records to align with regulatory and internal data accuracy requirements. Identifying and resolving discrepancies in customer profiles to support EMEA/APAC Requirements.Profile Re-evaluation: Verifying the accuracy of profile updates in accordance with KYC regulations. Confirming the accuracy and KYC compliance of updated customer information.Documentation: Verifying that on boarding documents comply with EMEA standards, are current, confirming that provided on boarding documents are acceptable under EMEA guidelines and validating the accuracy of customer information.Collection of Beneficial Ownership information: Gather and verify the information related to beneficial owners for corporate customers to ensure compliance with beneficial ownership regulations. Conducted comprehensive due diligence reviews to identify potential compliance risks and ensure adherence to AML/KYC regulations.