Sarah Hodges
Bsa Aml Compliance Officer & Financial Crimes Officer @Computershare
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WORK HISTORY
Bsa Aml Compliance Officer & Financial Crimes Officer @Computershare
Jacksonville, FL, US
Board appointed BSA/AML Compliance Officer for Computershare Trust Company, N.A.(CTCNA) & Computershare Delaware Trust Company (CDTC)• Provide independent Second Line of Defense compliance, advice, support, and oversight to the CCT business units in meeting their compliance and regulatory responsibilities.• Serve as a subject matter expert to the First Line of Defense on acceptable forms of documentary and non-documentary evidence to meet CIP and CDD requirements.• Oversight of Enhanced Due Diligence (EDD) processes for CCT business unit.• Partner with relevant departments within the business unit to evaluate and assess compliance risks for business processes. • Assist with the development of the BSA/AML program for CTCNA and CDTC. Provide independent second line of defense advice to OFAC operations• File Suspicious Activity Reports (SAR) with FINCEN. File Blocked property reports and submit license requests to OFAC when necessary.
EDUCATION
Ashworth College
Bachelor of Science - BS, Criminal Justice
ABOUT SARAH HODGES
Board appointed Compliance Officer with extensive experience within the Financial Services industry. Highly organized and self-directed, generating consistent results in deadline-driven environments. Ready collaborator who maintains tactful, productive communications with diverse stakeholders. Skilled at understanding and interpreting BSA/AML and other regulations. Adapt quickly to new programs, challenges, and industry conditions. Certified Anti-Money Laundering Specialist (CAMS) since 2012. Certified Sanctions Specialist (CSS) since 2020. Member of ABA’s BSA/AML & Sanctions Committee. Currently preparing for Certified Export Control Specialist (CXS) examination through ACSS.
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