Sarah Chopnick
Experienced Fintech counsel and broker/dealer compliance attorney specializing in private markets
- Role
- Senior Associate General Counsel at Nasdaq
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Sarah Chopnick
As Senior Associate General Counsel at Nasdaq, I am the principal legal advisor providing broker-dealer counsel and commercial legal support to several businesses including a secondary market for alternative investments and certain registered funds. I serve as internal subject matter expert on private secondary transactions, lead policy efforts relating to private markets, and advise on strategic initiatives and new product development. My practice focuses on secondary transactions, exempt offerings, general corporate representation, and broker-dealer compliance.
Experience
Senior Associate General Counsel
Mar 2020 — Present · New York, NY, US
I am principal legal and regulatory advisor for Nasdaq Private Fund Solutions, a technology enabled ecosystem of insights, analytics, and secondaries solutions empowering all parts of the private fund lifecycle. I coordinate legal counsel and regulatory oversight of the business, including broker-dealer compliance, drafting of commercial contracts, counseling on new product development, and advice on SEC- and FINRA regulatory issues.
Education
Seton Hall University School of Law
JD
2006 — 2009
Brandeis University
BA, cum laude, Economics, Politics
2000 — 2004
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