Sarah Bliss
Vice President, Lead Compliance Officer at Wells Fargo Bank, N.A. Skilled relationship builder/collaborator with stakeholders across the enterprise. 20 years risk/compliance and project management experience.
- Role
- Vice President, Lead Compliance Officer - Conduct Risk Oversight Enterpise Functions Compliance Risk at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Sarah Bliss
Experienced with executing Risk and Control Self Assessments (RSCA), Compliance Aggregated Risk Assessments (CARA) and Enterprise Risk Identification & Assessment (ERIA) for enterprise functions• Owned and operated Language Exchange, Inc, a foreign language translation company, for 15 years where I managed all aspects of the business, including interviewing, hiring and supervising translators, sales, bidding, client communications, billing and accounting• Collaborated with senior business and technology leaders to develop, communicate and actualize HR Technology Enablement standards, best practices and governance•Adeptly define and drive initiatives• Innate leader who thrives on the challenge of ambiguity and constant change• Strategic planner with excellent organizational, analytical, and prioritization skills• Thrive under pressure and enjoy the challenge of meeting deliverables with high quality work product• Ability to partner with Front-line, Agile teams, compliance, product managers, internal and external stakeholders and end users• Juris DoctorContact: s••••••••@gmail.com
Experience
Vice President, Lead Compliance Officer - Conduct Risk Oversight Enterpise Functions Compliance Risk
May 2022 — Present · Charlotte, NC, US
Perform independent oversight and monitoring of front-line business groups, enterprise functions and Conduct Management to align with Enterprise Independent Risk Management framework.• Execute Risk and Control Self Assessments (RSCA), Compliance Aggregated Risk Assessments (CARA) and Enterprise Risk Identification & Assessment (ERIA) for enterprise functions.• Assess, aggregate and provide credible challenge for Conduct Risks (sales practices, ethics, conflicts of interest), allegations and customer harm for effectiveness across the enterprise.• Perform Conduct Risk Oversight procedure governance and program execution quality assurance for Internal Audit, Diversity, Equity & Inclusion, Legal and Public Affairs business groups.• Establish, implement, maintain risk standards and programs to drive compliance with federal, state, agency, legal, regulatory and corporate policy requirements.• Advise and guide the business on issue identification, development of corrective action, remediation plans and effectively manage regulatory change.
Education
University of Illinois at Chicago
Teaching certificate
Drake University Law School
Doctor of Law - JD
Barnard College
BA
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