Sara Neumann

Sara Neumann

Business Execution Director - Head of Complaints, Redress & Remediation for Shared Services @Wells Fargo

New York, NY, US
MOBILE NUMBERS
+19•••••••29

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WORK HISTORY

Apr 2023 — Present

Business Execution Director - Head of Complaints, Redress & Remediation for Shared Services @Wells Fargo

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New York, NY, US

EDUCATION

N/A

Harvard Extension School

Masters in Business, Finance

N/A

St. John's University

BS, Banking, Corporate, Finance, and Securities Law

2021 — 2022

Harvard University

Executive Certificate, Cybersecurity Risk Management

SKILLS

BloombergCapital MarketsFinancial ModelingDerivativesFinancial AnalysisValuationFinancial RiskPortfolio ManagementFixed IncomeBankingRisk ManagementInvestment BankingManagementFinancial ServicesEquities

ABOUT SARA NEUMANN

Global Risk Leader with 22 years of experience leading enterprise Risk, Compliance, Technology, and Control frameworks across global investment banks and large-scale payments platforms. Proven record of modernizing risk environments through disciplined data governance, structured analytics, and automation to strengthen regulatory transparency, capital integrity, and operational resilience. Experience spans both first-line execution and second-line oversight, with a demonstrated ability to bridge business strategy and independent challenge. Expertise includes risk identification, policy and standards governance, regulatory engagement, stress and capital reporting disciplines, and analytics-driven control environments. Have led cross-functional teams, including data science and analytics resources to enhance data quality, automation, and reporting processes, delivering actionable risk intelligence to senior leadership and Boards. Known for harmonizing oversight across Operational Risk, Compliance, and Cyber disciplines while enabling strategic transformation in complex, highly regulated environments. Builder of high-performing global teams and trusted advisor to executives and regulators across domestic and international markets.

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