Santosh Nayak
Analyst - Transfer Agency (AML KYC)@ Apex Group Ltd. Bengaluru
- Role
- Analyst at Apex Group Ltd
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Santosh Nayak
Seeking a position in Transfer Agency operations where I can apply my knowledge of…
Experience
Analyst
Aug 2024 — Present · Bengaluru, IN
1) Strong AML and KYC end to end Knowledge for Low, Medium and High Risk Clients.2) Conducting KYC and AML reviews in line with regulatory standards and internal policies.3) Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for bothindividual and Corporate clients.4) Requesting appropriate CDD documentation from clients/Investors.5) Undertaking independent investigations on institutional investors using internal/ Public(online)/ vendor tools.6) Performing AML/KYC based on the trade types like Subscription, Additional subscription, Redemption, Partial redemption and Transfers etc.7)Conducting KYC refresh to keep the records up to date and verifying that due diligence has been performed or not on the basis of risk assessments of the investors.8) Investigating and reporting high-risk investors and PEP (Politically Exposed Persons) investors by conduct enhanced due diligence and take compliance approval on those investors.9) Escalate potential risk/red flags to senior management and provide recommendations on the next course of action.
Education
MBD
High School Diploma
VEDANT LIMITED
Bachelor of Commerce, Finance, General
The Fern Residency, Vijayapura
High School Diploma, Business/Commerce, General
Presidency College, Bangalore
Master of Business Administration, Finance, General
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