Sanjana Patel

Aml Atf Analyst @Scotiabank

Conducted enhanced due diligence by implementing comprehensive transaction monitoring and KYC procedures, in alignment with OCC, FINTRAC/FINRA regulations, and the Bank Secrecy Act (BSA). • Utilized World Check and LexisNexis platforms to perform advanced name screening techniques, including BSA 314(a) and 314(b) protocols, effectively identifying politically exposed persons (PEPs), sanctioned individuals, and high-risk entities for robust risk management. • Prepared and filed Suspicious Activity Reports (SARs) to report potentially illicit activities to regulatory authorities, maintaining compliance with OCC, FINTRAC/FINRA, and USA Patriot Act guidelines. • Managed Currency Transaction Report (CTR) filings, utilizing tools such as AS400, TCS, Intralink, and Oracle case management system, to facilitate accurate and timely submission, supporting transparency and regulatory compliance.