Sandy M. Capobianco
Chief Compliance Officer | Marketing Professional | Client & Advisor Transitions | Relationship Manager | Client Success
- Role
- Chief Compliance Officer at Savior Wealth
- Location
- Wellesley Hills, MA, US
- LinkedIn followers
- 500 followers
About Sandy M. Capobianco
Specializing in maintaining premium business relationships with clients, ensuring that operational teams provide the highest quality services for our clients. I bring over 20 years of Financial Services experience which includes supporting growth, maintaining internal risk tolerance levels, and meeting regulatory requirements.Core Competencies - Data Privacy, Conflicts of Interest, AML/Financial Crime, Form ADV, Marketing and Client Communications, Maintain Advisor Book Of Business, and Advisor Transitions.
Experience
Chief Compliance Officer
Feb 2023 — Present · Wellesley Hills, MA, US
Education
Harvard Extension School
Certificate CS50 , Computer Science
2019
Bentley University
BS, Marketing & Management
1994 — 1998
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