Sandy L. Stern
VP Communications Advisory Group Officer at J.P. MorganChase
- Role
- Vice President Communications Advisory Group Officer at J.P. Morgan
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Sandy L. Stern
Senior Compliance Executive specializing in Financial Services Compliance and…
Experience
Vice President Communications Advisory Group Officer
Jun 2014 — Present
Communications with the Public - Marketing Review
Education
Bronx High School of Science
High School
University of Wisconsin-Madison
Master of Psychology and Social Work (MSSW), Psychology
1974 — 1975
Stony Brook University
Bachelor of Science, Psychology
1972 — 1974
Skills
- Compliance Training
- Regulations
- Financial Regulation
- Finra
- Internal Controls
- Ofac
- Series 24
- Financial Services
- Securities Regulation
- Securities
- USA Patriot Act
- Series 7
- Mutual Funds
- Kyc
- Series 63
- Due Diligence
- Hedge Funds
- Operational Risk
- Policy
- Training
- Corporate Governance
- Aml
- Social Media
- Alternative Investments
- Sec
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