Sandra Narvaez
Director of Agency Standards at New York Life Insurance Company
- Role
- Director of Agency Standards at New York Life
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Sandra Narvaez
Compliance Professional with enterprise wide experience in Broker Dealer, Investment Advisory, State Securities, Insurance, and Legal field. Dedicated, detail oriented team player with extensive knowledge of FINRA, SEC, financial services regulations and controls. Series 7, 24, 66, 6, 26 and CAMS
Experience
Director of Agency Standards
Apr 2018 — Present · New York, NY, US
Compliance Controls and Supervision
Education
Concordia College-New York
Bachelor's degree, Behavioral Sciences
2009 — 2011
Skills
- Estate Planning
- Investments
- Retirement Planning
- Fixed Annuities
- Retirement
- 401k
- Financial Planning
- Series 63
- Strategic Planning
- Securities
- Investment Advisory
- Management
- Risk Management
- Finra
- Series 7
- Wealth Management
- Financial Services
- Series 66
- Series 7, 26, 66
- Series 24
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