Sandra K.

Manager, Governance & Strategy, Global Compliance Trade Surveillance (Gcts) @Scotiabank - Global Banking and Markets

Toronto, ON, CA

Spearhead the coordination of both internal and external regulatory examinations and monitorships, pinpointing action owners and crafting meticulous project plans for deliverables. This critical effort forms the backbone of closure packages, ensuring adherence to stringent regulatory standards and facilitating seamless compliance processes• Maintain deep knowledge & understanding of industry issues and practices, regulatory requirements and associated changes• On an ongoing basis, monitor and report on the state of the program through regular stakeholder meetings with the Business, compliance and internal control personnel; Management information Reporting analyzing KPIs, and Milestone remediation of Internal audit/regulatory reviews identifying control gaps and implementing corrective action through process enhancements • Assist on specific projects ie special investigations, regulatory initiative and audit remediations from the Bank and US Federal Reserve Bank of New York (FRBNY)/Monitor, where in September 2023 we were awarded the distinctive “Top Team” Award at the annual Compliance Town hall by CEO Scott Thomson.• Motivate team of Compliance Officers and Senior Compliance Officers across Listed Products and OTC by fostering an inclusive environment; communicate vision, values, business strategy as well manage succession and development planning for the Team.

SDA Bocconi

Global Executive MBA Candidate, 2027 (Dual Degree with Rotman)

York University

Criminology

University of Toronto - Rotman School of Management

Global Executive MBA Candidate, 2027 (Dual Degree with SDA Bocconi)