Sandeep Gupta

Chief Risk Officer (CRO) - Risk & Internal Controls, Vigilance, Fraud Investigations, Branch AP Audit, PMLA & Surveillance, Secretarial, CSR at Kotak Securities

Role: Senior Vice President - Internal Audit & Controls at Kotak Neo
Location: Mumbai, MH, IN
LinkedIn followers: 500 followers

Finance & AccountingView LinkedIn profile

About Sandeep Gupta

21 years experience in Compliance, Risk, Legal, Surveillance, Internal Audit, Capital Markets industry, CA, CS, LLB, MCOM, CIA, CFE

Experience

Senior Vice President - Internal Audit & Controls
Kotak Neo
Aug 2021 — Present · Mumbai, IN

Education

The Institute of Chartered Accountants of India
CA, CS, LLB
2003 — 2003
IIA-The Institute of Internal Auditors
Associate's degree
Association of Certified Fraud Examiners
Certified Fraud Examiner, Financial Forensics and Fraud Investigation
2021 — 2021
University of Mumbai
Bachelor of Laws - LLB, Law
The Institute of Company Secretaries of India
ACS, Company Secretary
Government Law College Opp Churchgate Station Mumbai 400 020
Post Graduate Diploma in Securities Law, Securities Law
University of Mumbai
Masters in Commerce, Accountancy

Contact information

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Work email
•••••@kotaksecurities.com
Personal email
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Current company

Kotak Neo

Capital Markets · 7.9K employees · Mumbai, Maharashtra, India

At Kotak Neo, we foster talent and nurture an environment that values, supports, and inspires every individual. Recognized as a Great Place to Work®, we are committed to transparency, ethical conduct, and a strong work ethic within a stable and well-established financial services landscape. We believe professional growth is key to success. Our internal training and mentorship programs equip employees with the skills needed to excel in dynamic financial markets. By nurturing talent from within, we create clear pathways for career advancement and leadership development. Innovation is at the heart of our success. Kotak Neo leverages cutting-edge technology and digital tools to enhance service delivery, ensuring our team remains at the forefront of industry advancements. This focus on innovation drives operational excellence while offering employees opportunities to pioneer new solutions in the financial sector. Our inclusive culture is a cornerstone of our organization. We celebrate diverse perspectives, fostering an environment where every voice is heard and valued. By championing equity and diversity, we empower employees to contribute meaningfully to our collective success. We also recognize the importance of work-life balance. Through flexible work arrangements and wellness programs, we ensure employees thrive both professionally and personally. Beyond business, we are dedicated to making a positive impact. Our Corporate Social Responsibility initiatives focus on financial literacy, education, and livelihood programs, empowering underserved communities through capacity building and skill development. At Kotak Neo, you’re not just part of a team—you’re a valued member of a family united by shared values, a passion for progress, and a commitment to excellence in financial services. Disclaimer: https://www.kotakneo.com/disclaimer/

kotaksecurities.com

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About Sandeep Gupta

Experience

Senior Vice President - Internal Audit & Controls

Education

The Institute of Chartered Accountants of India

IIA-The Institute of Internal Auditors

Association of Certified Fraud Examiners

University of Mumbai

The Institute of Company Secretaries of India

Government Law College Opp Churchgate Station Mumbai 400 020

University of Mumbai

Find verified contacts for anyone on LinkedIn