Samiksha Parate

About Samiksha Parate

Confident and teamwork-oriented Financial Professional with demonstrated history of working in investment banking as well as commercial banking. Skilled in financial markets and financial products with excellent communication and organisational skills.

Experience

1. Analyst - Risk & Compliance

   IBM

   Nov 2021 — Present · Chennai, IN

   Currently providing Quality control support to KYC risk & compliance team in IBM. My key deliverables are as follows: 1. Performing quality reviews of customer files that have been completed and reviewed by a team-specific KYC analyst in the Standard Risk Refresh Project. Performing root cause analysis and identifying solutions and best practices to support the quality of KYC Due Diligence in alignment with Global KYC Standards and guidance. Providing resolution in case of any disagreement while performing QC. Creating error logs identifying knowledge gaps of KYC Analysts. Coordinating with training partners/SME team to bridge the gaps. Responsible for obtaining, completing and maintaining all Regulatory KYC documentation for all clients in accordance with the Bank\'s guidelines and in compliance with UK & global financial regulations. Reporting on quality aspects - categories and types of errors, error severity, etc key support resource for delivering guidance to KYC analysts. Operate in a team environment and have regular interactions with KYC Officers, Quality Assurance Team, UK Outreach Team, Risk Assessment Unit and Centre of Excellence Team.

Education

• University Canada West

  Master of Business Administration - MBA, Finance, General

• G.S. College of Commerce & Economics, Near Civil Lines Thana, Jabalpur

  Bachelor's degree, Business/Commerce, General

  2006 — 2009