Sam Wong
Head of Operational Risk @TP ICAP
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WORK HISTORY
Head of Operational Risk @TP ICAP
London, GB
EDUCATION
University of Birmingham
B Com, Finance
SKILLS
ABOUT SAM WONG
Risk and finance professional with extensive experience in operational risk management, operations, control and finance in global banking and securities industry. Has developed and implemented operational risk policy frameworks and processes in first and second lines of defence.• Has led global and regional risk teams and has managed various banking support functions including fixed income operations, operational control for debt capital market and equities and treasury function. • Proven track record in delivering major change programmes including risk transformation, system implementation, conduct risk, Anti Bribery and Corruption, Section 166 remediation, organisational integration, off-shoring, and the creation of new teams in risk and control.• Adaptable, pragmatic and capable of operating strategically as well as being involved in the detail, has consistently demonstrated a clear delivery focus achieved through collaboration and strong stakeholder management skills.• Qualified chartered accountant (KPMG), corporate treasurer, Prince 2.
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