Sam Patel
General Counsel @Hanetf
Signup · Get unlimited contacts
WORK HISTORY
General Counsel @Hanetf
London, GB
Main responsibilities include:Managing the legal and compliance functions of the CompanyNegotiating company legal documentation such as agreements with clients, investors, employment contracts, service contracts, lease agreements.Drafting, reviewing and negotiating of key documentation such as Prospectuses and Supplements, Agreements and fund articles, investment management /depository/administration/brokerage/clearing/collateral management agreements, ISDAs, GMRAs and other similar agreements.Identifying, addressing and managing legal risk arising within the businesses.Providing proactive legal advice to the businesses (including sales, marketing, product and strategy) and practical guidance concerning related activities globally.Interpreting regulations to help the businesses navigate the changing regulatory environment and implement new regulations.Reporting to the boards of relevant fund companies from time to time on specific initiatives requiring board approval (including serving on the board of HANetf\'s irish management company).
EDUCATION
College of Law, London
Diploma in Legal Practice, Law
BPP Hyperion Training
IMC, Investment Management Certificate
Queen Mary University of London
LLB, Law
ABOUT SAM PATEL
General Counsel, HANetf Limited
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.