Sam Canavos
Associate at Patomak Global Partners
- Role
- Associate at Patomak Global Partners
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
Experience
Associate
Oct 2024 — Present · Washington, DC, US
Advising domestic and foreign digital asset trading platforms on U.S. regulatory developments and assisting them in developing market entry strategies, obtaining necessary licenses and registrations, and pursuing no-action relief to engage in certain activities. • Advising FinTech trading platforms on matters related to SEC Rule 15(c)3-3\'s requirements for movement and safeguarding of customer funds. • Conducting annual reviews for broker-dealers to ensure compliance with SEC Rule 15(c)3-5, as well as Reg SHO and Reg NMS. • Drafting memoranda for digital asset firms highlighting policy and regulatory developments and any implications that are relevant to the client\'s interests.
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