Sam Ashton
Head of Compliance (Smf16) @MUFG Pension & Market Services
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WORK HISTORY
Head of Compliance (Smf16) @MUFG Pension & Market Services
Leading a second line function, remit across Uk, Europe and Beyond. SMF 16, owning the prescribed responsibility for financial crime policies. Currently supporting the business across both regulated and unregulated work, to help manage its risks and achieve our goals.
EDUCATION
The Chartered Institute for Securities & Investment (The CISI)
IOC - Introduction to Investments and Regulations
SKILLS
ABOUT SAM ASHTON
15 years working within the financial services industry working for numerous firm like Royal London, Computershare and now MUFG. This has included several years in operations, a number of years working managing teams dealing with CASS regulatory reporting and now managing a second line team as Head of Compliance for EMEA. A career built on supporting and engaging businesses on numerous projects, regulatory and business change.
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