Saj Rasul

Senior Client Onboarding Analyst @R.J. O\'brien

London, GB

Key AchievementsProducing MI (Management Information) and ad-hoc reports for the Compliance department to provide the status of active cases within current onboarding.Ensuring the creation and maintenance of accurate client information and static data on internal systems, to assist with accurate reporting of client information.Using previous experience from previous roles to create procedures, such as Onboarding, PEP Procedures and product enhancementsReviewing R.J. O’Brien Limited client list, to remediate, close accounts and conduct a client outreach to actively trading clients.Completion of remediation to ensure the client list is fully remediated in Low, Medium and High Risk.Deputising for Line Manager to ensure the productivity of the onboarding department.Assisting Line Manager in daily tasks to assist with ad-hoc requests to ensure the business remains operational.Creating a good working environment with all the Brokers and Senior Management to provide excellent service where required to continue profitability of the business.ResponsibilitiesComplete full end-to-end preparation of client application packs for Compliance and Risk review, to ensure the onboarding is complete and in line with rules and regulations and of internal policies and procedures.Forensic review of client KYC documentation in conjunction with regulatory rules, requirements and internal polices of AML, CTF (Counter Terrorist Financing), KYC, CDD.Conduct an AML Risk Assessment on each client based on findings throughout the review to categorise clients under, Low, Medium, and High AML and Adverse Media screening of clients and their related parties on Refinitiv World Check One with reviewing PEP and Adverse Media/Sanction hits to highlight the AML concerns and creating a report on each and providing mitigating factors.Execution of give-up agreements for give-up clients using Futures Industry Association (“FIA”) Docs, to ensure the trading between counterparties.

Blackburn College

GNVQ - BUSINESS, Business/Managerial Economics

University of Lancashire

Associate's Degree, Business/Managerial Economics