Saif Chaudhry

About Saif Chaudhry

I am a Strategic Financial Crimes Compliance and Risk Management Program Manager with 17…

Experience

1. Principal Consultant - Financial Crime, Risk, Regulatory and Compliance

   Capco

   Sep 2022 — Present · New York, NY, US

   Assessed, designed and enhanced global Financial Crimes Compliance programs, policies and procedures, strengthened adherence to Bank Secrecy Act, Anti-Money Laundering, Office of Foreign Assets Control (OFAC) and Know Your Customer requirements, reduced regulatory risk exposure and improved program effectiveness.• Managed Affiliate Risk Management program review, evaluated design and control effectiveness per established minimum control standards, performed testing and ensured 100% compliance with regulatory requirements. • Supported the development of Enterprise-Wide Risk Assessment program, methodology, and approach to validate and provide quality assurance of submitted AML and Sanctions control assessments.• Planned and executed end-to-end Financial Crimes and Fraud Investigations, prepared actionable executive reports, collaborated with process owners and compliance officers to implement corrective actions.• Managed implementation of regulatory consent orders and tracked remediation progress of compliance issues.• Stayed current on evolving Financial Crimes Enforcement Network (FinCEN) regulations and industry trends.• Designed and led staff training programs, enhanced team capabilities, and improved performance standards.• Delivered regulatory projects, strengthened client relationships, and ensured compliance success. • Managed and supported the development of multiple client proposals, presentations and contributed to a 30% increase in firm-wide business development engagement.