Sagar Jadhav
PMP® | Compliance Officer (Wholesale Conduct)
- Role
- Compliance Officer (Wholesale Conduct) at Barclays
- Location
- Pune Division, MH, IN
- LinkedIn followers
- 500 followers
About Sagar Jadhav
PMP certified 7+ years experience in compliance along with 8+ years of experience in…
Experience
Compliance Officer (Wholesale Conduct)
Aug 2024 — Present · Pune, IN
Owner of Wholesale Conduct policy and Business oversight compliance for BX Technology including risk framework & policy for Market Manipulation, Business communication, Information Barrier and Insider Dealing, Dealing, Managing and Execution, Business Conflict of interest.Publishing Wholesale Conduct FAO\'s.Horizon scanning of regulatory(Insight, change and enforcement) of FCA, FINRA.
Education
St. lawrence high school , Aurangabad
.
1998 — 2010
Maeers M.I.T.School of Management and Research, Paud Road, Kothrud, Pune 411038
Master of Business Administration - MBA
2017 — 2019
MGM’s Dr G Y Pathrikar college for CS&It
Bachelor of computer application
2012 — 2015
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