Ryan Whalen

Lead Investigator, Financial Crimes Compliance at LPL Financial

Role: Lead Investigator, Financial Crimes Compliance at LPL Financial
Location: Chicago, IL, US
LinkedIn followers: 500 followers

Finance & AccountingView LinkedIn profile

Experience

Lead Investigator, Financial Crimes Compliance
LPL Financial
Apr 2023 — Present · Chicago, IL, US

Education

Franklin & Marshall College
Bachelor's degree, Business, Public Policy & Economics
2014 — 2018

Skills

Fundraising
Management
Social Media Marketing
Leadership
Powerpoint
Microsoft Excel
Project Management
Customer Service
Microsoft Office
Sales
Data Analysis
Microsoft Word
R
Strategic Planning
Community Outreach

Contact information

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Work email
•••••@lpl.com
Personal email
•••••@•••••.com
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Current company

LPL Financial

Financial Services · 15K employees · Founded 1989 · San Diego, California, United States

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. Third-party posts found on this profile don’t reflect the views of LPL Financial and haven’t been reviewed by LPL Financial as to accuracy or completeness. The financial professionals associated with LPL Financial may discuss or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. finra.org sipc.org

lpl.com

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Experience

Lead Investigator, Financial Crimes Compliance

Education

Franklin & Marshall College

Skills

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