Rick Watson

Role
Sr Project Manager at AssetMark
Location
Charlotte, NC, US
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Rick Watson

Dynamic and results-driven Finance and Technology Leader with experience in deploying…

Experience

  1. Sr Project Manager

    AssetMark

    Dec 2020 — Present

    Re-deploy existing cash sweeps program with a new cash administrator and new money market instruments. Ensure smooth one-day cutover of over $2B in cash sweeps to new program at month-end. Ensure all downstream integration points and client-facing views update correctly. • Implement data privacy policies per California Privacy Rights Act, as applied to all advisors, clients, employees and prospects. Catalog all personally identifying information (PII). Implement PII search automation across Jira, Salesforce and MS365 platforms. Create / update new policies and procedures in compliance with new regs, under direct guidance and instruction from legal counsel • Deliver all external party technology and data interfaces for core custodian books and records system migration to Refinitiv Beta • Plan and execute project requirements for approx. 100 partner integration profiles, including core investment platform service providers and outbound broker/dealer, investment advisor and data aggregator • Ensure TAMP capability is maintained for trading, asset lending, cash management, compliance and other core service offerings • Deliver daily automated position, trade, transaction, cash, corp actions, account servicing, client-directed activity, and relevant investment information to financial advisors and reps using the flagship Assetmark TAMP platform1 • Integrate all partner interfaces with core custodian operations systems and procedures • Migrate all internal trading, and third-party managed order flow, into new custodial system

Skills

  • Trading
  • Derivatives
  • Securities
  • Asset Managment
  • Credit Derivatives
  • Commodities
  • Investment Strategies
  • IT Strategy
  • Project Management
  • Management
  • Structured Products
  • Bloomberg
  • Portfolio Management
  • Equities
  • Equity Trading
  • Electronic Trading
  • Fx
  • Etfs
  • Leadership
  • Financial Markets
  • Fixed Income
  • Investments
  • Currency
  • Vendor Management
  • Back Office
  • Risk Management
  • Asset Allocation
  • Wealth Management
  • Trading Systems
  • Agile Application Development
  • Mutual Funds
  • Sdlc
  • Program Management
  • Software Development Life Cycle (Sdlc)
  • Financial Services
  • Bonds
  • Swaps
  • Asset Management
  • Business Analysis

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Rick Watson — Sr Project Manager at AssetMark in Charlotte, NC, US | Unifers