Rutul Shimpee
Principal Officer - CAT III (GIFT City) l B.COM l MBA I
- Role
- Principal Officer - Gift Aif at Arnya Realestates Fund Advisors
- Location
- Gandhinagar, GJ, IN
- LinkedIn followers
- 500 followers
About Rutul Shimpee
Strategic professional possessing more than 7 years of investment industry experience, specializing in Capital Markets, Portfolio Management Systems (PMS), Mutual Funds and a wide variety of financial products. Demonstrated capability with leading cross functional teams while managing Advisory, Compliance, Regulatory Frameworks, Innovation in Fintech, and Leadership in driving multidisciplinary teams. Excels in process and operations optimization while achieving organizational goals through vision and effective leadership.
Experience
Principal Officer - Gift Aif
Arnya Realestates Fund Advisors
May 2025 — Present
Overseeing the process of onboarding new investors.•Managing relationships and experiences for both onshore and offshore investors and distributors.•Designing and implementing engagement strategies for investors and distributors.•Addressing and resolving queries from investors and channel partners.• Reviewing monthly and annual financial statements.• Ensuring adherence to relevant regulations and compliance standards.•Preparing regular client reports, including quarterly fund updates and Statements of Advice (SOAs).•Preparing tax-related documentation and reports for clients.•Keep pace with Gift city requirements and compliances to the regulations therein, implement them in fund and manager entities.•Comply with all the regulations without exception.•Maintain proper documentation for all activities undertaken at Gift city.•Coordinate with trustees, custodians, bankers, regulators for all approvals and transactions•Process the investor onboarding, compliance with KYC from AML policy under PMLA regulations.
Education
Gujarat University
B.com, Business/Commerce, General
2011 — 2014
National Institute of Securities Markets (NISM)
Depository operations , Banking, Corporate, Finance, and Securities Law
National Institute of Securities Markets (NISM)
NISM 5A- Mutual fund distributors exam, Finance, General
National Institute of Securities Markets (NISM)
SEBI INVESTOR
National Institute of Securities Markets (NISM)
Securities operations and risk management, Banking, Corporate, Finance, and Securities Law
Manipal University Jaipur
Master of Business Administration - MBA, Finance and Financial Management Services
2014 — 2016
National Institute of Securities Markets (NISM)
Nism 5-B Mutual fund foundation, Finance
National Institute of Securities Markets (NISM)
Online dispute resolution mechanism
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.